WebMar 7, 2024 · The CFTC Whistleblower Program has grown tremendously in the decade since it was established. For example, in fiscal year 2024, the CFTC received over 1,000 … WebRisk Exposure Reports and CCO Annual Reports submitted through WinJammer TM will be furnished to the CFTC automatically. Accordingly, SDs and MSPs need not re-submit those same reports to the Commission through this website. Report Type SECTION 2: FILE ATTACHMENTS Click the ‘+ Add Files’ button to select the file (s) to upload
Daily_Segregatedx_Secured_30 - CME Group
WebThe Manager will be a subject matter expert in the area of CFTC matters and assist CCO with Compliance tasks such as reporting, audits, compliance with rules related to exchanges and clearing... Web2. Net unrealized profit (loss) in open futures contracts traded on a contract market 2,828,101,919 [7030] 3. Exchange traded options A. Add market value of open option … secondary sources of the first fleet
CFTC Overhauls Customer Protection Requirements Casetext
WebThe Whistleblower Program of the Commodity Futures Trading Commission (CFTC) encourages those with knowledge of violations of U.S. Commodity Exchange Act (CEA) … WebNov 26, 2013 · On October 30, 2013, the Commodity Futures Trading Commission (“CFTC”) approved final rules intended to enhance the customer protection requirements imposed on futures commission merchants (“FCMs”) and derivatives clearing organizations (“DCOs”) (the “Final Rules”).1 The Final Rules build upon the CFTC’s existing customer … WebOct 18, 2012 · The Joint Audit Committee is a representative committee of U.S. futures exchanges and regulatory organizations including the: CBOT, CCFE, CFE, CME, COMEX, ELX, Eris Exchange, KCBOT, MGEX, NFA, ICE Clear Credit, ICE ... FCM must immediately notify its DSRO and the CFTC through WinJammer and take immediate corrective … secondary sources on the tulsa massacre