WebThe Amendments restructure Regulation 3.10(c) to present the exemptions for CPOs, CTAs and IBs separately, and make certain substantive changes to the regulation. …

17 CFR § 3.10 - Registration of futures commission …

WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … Web68 rows · general regulations under the commodity exchange act 2. 2.1 to 2.4. official seal 3. 3.1 to 3.75. registration 4. 4.1 to 4.41. commodity pool operators and commodity … new mills swimming pool opening times

17 CFR § 3.3 - Chief compliance officer. - LII / Legal Information ...

Web17 CFR § 3.10 - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants. Electronic … part 3 - registration (§§ 3.1 - 3.75) part 4 - commodity pool operators and … (a) Application for registration. (1) Application for registration as a floor … WebAug 30, 2016 · CFTC Rule 3.10(c)(3) was adopted a number of years ago, well before the CEA was most recently amended under the Dodd-Frank Act, and originally only applied … WebCommodity Futures Trading Commission (“CFTC” or “Commission”) proposed technical amendments to NFA Rules and Interpretive Notices. The amendments add a definition of Swap Execution Facility to NFA Compliance Rule 1-1, specify that the documents and notices required under NFA Compliance Rule 2-13(c) are filed electronically new mills to macclesfield bus